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Investment Adviser License

The license information below is specific to the state of Minnesota.

This license applies to the following occupations:

Personal Financial Advisors
Securities, Commodities, and Financial Services Sales Agents

Description

Contact the licensing agency

NULLOnline Application.

Licensing Authority

Minnesota Department of Commerce
Licensing Unit
85 7th Place East, Suite 600
St. Paul, MN 55101

Phone: (651) 296-6319
Email: licensing@state.mn.us


Data is collected by the Department of Employment and Economic Development.