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The license information below is specific to the state of Minnesota.
Personal Financial Advisors
Securities, Commodities, and Financial Services Sales Agents
Investment Advisers must have information on file with the Investment Adviser Registration Depository IARD electronic system Once filed with IARD the State of Minnesota reviews the information on file
Minnesota Department of Commerce
Licensing Unit
85 7th Place East, Suite 600
St. Paul,
MN
55101
Phone: (651) 296-6319
Email: licensing@state.mn.us
Data is collected by the Department of Employment and Economic Development.