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The license information below is specific to the state of Minnesota.
Personal Financial Advisors
Securities, Commodities, and Financial Services Sales Agents
Minnesota Securities Act Minn Stat 80A and Minn Rules 2875 promulgated thereunder as revised 10 1 94
Minnesota Department of Commerce
Licensing Unit
85 7th Place East, Suite 600
St. Paul,
MN
55101
Phone: (651) 296-6319
Email: licensing@state.mn.us
Data is collected by the Department of Employment and Economic Development.