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The license information below is specific to the state of Minnesota.
If a Financial Planner provides specific investment recommendations for pay they may be required to be registered by the Department of Commerce as an Investment Advisers Financial Planners may also be licensed as Broker Dealer and or Insurance Producers
Minnesota Department of Commerce
Licensing Unit
85 7th Place East, Suite 600
St. Paul,
MN
55101
Phone: (651) 296-6319
Email: licensing@state.mn.us
Data is collected by the Department of Employment and Economic Development.